Form ADV Part 2 Brochure Template




Form ADV Part 2 Brochure Template

The Form ADV Part 2 Brochure Template ("ADV 2 Brochure") is the required client disclosure brochure format based on current rules.

  • Is your Form ADV 2 compliant and client-friendly?
  • Are you struggling to draft your initial brochure or amend ADV disclosure to bring it up-to-date?
  • Do you need a pre-made format? Do you need sample text?
  • Are you looking for clear instructions on the how, what, why, when and where?

The ADV 2 Brochure (ADV 2A and ADV 2B) is delivered in WORD format for your easy customization. The template includes:

  • Headings for each section required by the SEC and state regulators
  • Table of Contents linked to the section headings for automatic table updates
  • Text boxes for each section to be completed with instructions in plain view until you are ready to delete them from your final draft
  • Detailed sample narrative for each section for your easy modification and customization for your practice for Parts 2A (Firm Brochure) and 2B (Brochure Supplement for supervised persons)

Additional information included with the ADV 2 template package includes:

  • Instructions on how to customize the template and compliance with the rules
  • Background information on the brochure rule
  • Summary of Material Changes format and instructions
  • Delivery Requirements
  • Links to IARD websites (SEC and FINRA) and to the adopting release giving you full access to a wealth of information
What RIAs are saying about the ADV 2 Brochure...
"Your ADV template is extremely valuable and definitely worth the purchase."
--Amy Kepfler, CCO, Aspen Financial Management
"Your ADV 2 template is fantastic."
--Eckhart Richter, South Shore Asset Management

RIA Do-It-Yourself Guide: Compliance Primer RIA Do-It-Yourself Guide
Check out the RIA Do-It-Yourself Guide which includes:
•  ADV 2 Brochure Template
•  Client Advisory Agreement
It also provides you with what you need to know about RIA compliance, record-keeping, and other important hints and tips. Click here to find out more.